Form: SD

Specialized disclosure report

May 29, 2026

Documents


Exhibit 1.01

Conflict Minerals Report
Calix, Inc.
For the Year Ended December 31, 2025

This Conflict Minerals Report (“CMR”) is provided to comply with Rule 13p-1 of the Securities Exchange Act of 1934, as amended, for Calix, Inc. (“Calix”) for the calendar year ended December 31, 2025. Rule 13p-1, as implemented by the Securities and Exchange Commission (“SEC”), imposes reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Act”). Rule 13p-1 applies to SEC registrants whose manufactured products contain conflict minerals, other than conflict minerals sourced solely from recycled or scrap sources. Conflict minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten and gold, referred to as 3TG.

If a registrant has reason to believe that any of the conflict minerals in their supply chain may have originated in the Democratic Republic of the Congo (“DRC”) or an adjoining country (together with the DRC, the “Covered Countries”), or a registrant is unable to determine the country of origin of those conflict minerals, then the Act requires that the registrant exercise due diligence on the source and chain of custody of those conflict minerals.

Overview

Calix is a leading global provider of cloud and software platforms, systems and services that focus on the access network, the portion of the network that governs available bandwidth and determines the range and quality of services that can be offered to subscribers. Calix’s cloud and software platforms enable communication service providers to provide a wide range of revenue-generating services, from basic voice and data to advanced broadband services, over legacy and next-generation access networks. Calix primarily relies upon third-party manufacturing partners to manufacture its hardware devices, including the purchase of components or materials that may contain smelted or refined minerals and the purchase of raw ore or minerals. As a result of this third-party manufacturing model, Calix is several levels removed from the purchase of raw ore and minerals, and the mining of conflict minerals. These purchases are made by Calix’s third-party manufacturers’ sub-tier suppliers.

For purposes of Rule 13p-1, Calix engaged a third-party vendor to assist with survey efforts and outreach with our third-party manufacturing partners. This process included researching whether suppliers upstream in Calix’s supply chain utilized conflict minerals in the manufacture of products for Calix, and, if so, the origin of those conflict minerals. Because Calix relies upon third-party manufacturing partners to source for and produce its products, in most cases, Calix has no visibility into the upstream suppliers and does not control the supplier sourcing decisions. In selecting manufacturing partners, Calix requires partners to regularly engage with and assess their supplier base to evaluate the components and materials used to produce Calix products.

Based on information obtained during this survey process for our manufacturing partners in 2025, Calix identified that some components and materials that are included in Calix products contain conflict minerals.

Reasonable Country of Origin Inquiry

In order to perform a reasonable country of origin inquiry (“RCOI”), Calix and its third party vendor, worked directly with Calix’s direct suppliers and third-party manufacturers to conduct surveys of their direct supplier base to determine whether the conflict minerals contained in components of Calix products originated from the Covered Countries. This survey was conducted using the Conflict Minerals Reporting Template (“CMRT”) developed by the Responsible Minerals Initiative (“RMI”), and included inquiries related to the facilities used to process conflict minerals, a supplier’s commitment and processes to support conflict free sourcing and the smelters and refiners used.

For 2025, surveys were distributed to approximately 156 suppliers with a response rate of 98%.
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Based on the RCOI described above, we have reason to believe that some of the components used in the manufacture of our products in 2025 contained conflict minerals that may have originated from the Covered Countries and may not have been sourced solely from recycled or scrap sources.

Supply Chain Due Diligence and Assessment

Based on the RCOI, and as contemplated by Rule 13p-1, we undertook due diligence on the source and chain of custody of the conflict minerals contained in Calix products. Our due diligence process is structured in accordance with the five-step framework of the Organization for Economic Co-operation and Development (“OECD”) in the publication OECD (2013) Due Diligence Guidance for Responsible Supply Chains of Minerals from High-Risk Areas: Second Edition, OECD Publishing (“OECD Guidance”) and the related Supplements for 3TG.

Based on our RCOI for 2025, there were approximately 341 smelters and refiners that were identified by suppliers as a potential source of conflict minerals. Based on supplier declarations in CMRT responses and information provided by our third-party vendor, approximately 82 of those smelters and refiners were identified as facilities that may source conflict minerals originating from the Covered Countries. This identification was primarily based on supplier declarations within the CMRT and information made available by our third-party vendor, including reference materials used in the ordinary course of the diligence process.

In accordance with the OECD Guidance and related Supplements, Calix conducted further due diligence on its supply chain to assess the source and chain of custody of the conflict minerals, including taking the following actions:

Collection of conflict minerals information from the supply chain utilizing the CMRT.
Reviews of supplier, smelter and refinery information in CMRT responses for plausibility, consistency and completeness. Where responses appeared inconsistent or incomplete, we conducted follow-up with suppliers to request clarification. Calix, with the assistance of its third-party vendor, revised supplier-reported smelter information for consistency and compared reported facilities against information made available through the Responsible Minerals Initiative and other reference sources used in the ordinary course of our conflict minerals diligence process.
Follow-up efforts with suppliers for information about identified smelters and refiners.
Engagement with suppliers for further conflict minerals reporting upstream through the supply chain, including discussions intended to encourage more granular upstream reporting and data sharing.
Review whether identified smelters and refiners, who were identified as a source of conflict minerals originating from the Covered Countries, are listed as participating in the Responsible Minerals Assurance Process (“RMAP”) operated by the RMI or otherwise verified as conflict free by industry recognized programs used in the ordinary course of conflict minerals diligence.
Conduct supplier outreach as recommended and in support of RMI initiatives, particularly for non-responding suppliers

Based on supplier responses and information made available by the Responsible Minerals Initiative as of the date of our review, 69 of the 82 smelters and refiners identified above were confirmed as listed by RMI as conformant, active or eligible smelters and refiners. The remaining 13 smelters and refiners were listed by RMI as non-conformant, or unable to proceed, indicating their audit had been paused due to incomplete information.

Based on the information provided by our suppliers as of May 18, 2026, we believe that the facilities in the Covered Countries that may have been used to process the conflict minerals in our products include the smelters and refiners listed in Appendix I to this CMR. Note that this list is likely to be both incomplete and over-inclusive of facilities in our supply chain. We are dependent on our third-party manufacturing partners to identify the smelters and refiners in our supply chain. Although we request suppliers to provide information specific to the parts, components and
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products provided to us, most responses submitted are at a company-level and not specific to our supply chain. This can result in the inclusion of smelters in Appendix I that may not be directly tied to components in Calix products, making the list over-inclusive. We continue to encourage our manufacturing partners to provide more granular, product-specific data. In addition, many suppliers are disclosing that they have not yet completed their own due diligence and are unable to disclose a complete list of smelters and refiners. Pursuant to Rule 13p-1, this CMR is not subject to an independent private sector audit.

Ongoing Risk Management and Mitigation

In response to supplier reports identifying smelters that were listed as non-conformant or “review cannot proceed”, Calix conducted additional supplier outreach to seek clarification regarding potential use of such facilities in materials supplied for Calix products. Calix intends to continue engaging with relevant suppliers regarding their due diligence efforts and, where appropriate, to consider additional risk mitigation measures.

We intend to continue our work with our manufacturing partners and suppliers to improve response rates to our conflict minerals surveys, including through direct and indirect outreach efforts, and to improve awareness upstream in the supply chain. Our objective is to increase the percentage of product-specific CMRT responses, in order to improve visibility into our direct supply chain. We will continue to engage with suppliers who provide company-level data to help them develop more precise reporting. We also expect to further refine conflict minerals assessments and inquiries as part of our supplier and manufacturer partner evaluation processes. This refinement may include additional supplier engagement and other risk-based measures intended to improve the quality of supplier reporting and due diligence.

A copy of this CMR is also available on Calix’s Investor Relations website at: https://investor-relations.calix.com under Governance – Governance Documents.

Forward-Looking Statements

Statements made in this report that are not statements of historical fact are forward-looking statements. Forward-looking statements are subject to the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are based on our current expectations and assumptions about our business and operations and are subject to risks and uncertainties that could cause actual results to differ materially from expectations. These risks and uncertainties include the effect of changes in laws and regulations, economic, market and business conditions, the performance and operations of third-party partners and suppliers, availability of critical components and materials, uncertainty regarding supplier compliance with conflict minerals due diligence requirements, potential changes to international sanctions regimes affecting smelter conformance status, and evolving regulatory requirements under SEC Rule 13p-1 or similar international regulation and other risks as described in our Form 10-K and our quarterly reports on Form 10-Q, each as filed with the SEC. Forward-looking statements speak only as of the date the statements are made and are based on information available to us at the time those statements are made and/or management’s good faith belief as of that time with respect to future events. We assume no obligation to update forward-looking statements to reflect actual performance or results, changes in assumptions or changes in other factors affecting forward-looking information, except to the extent required by applicable securities laws.
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Appendix I

Smelter ID
Smelter Name
Metal
Smelter Country
CID000004
A.L.M.T. Corp.
Tungsten
Japan
CID003185*
African Gold Refinery
Gold
Uganda
CID003427
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.
Tungsten
Brazil
CID000041
Almalyk Mining and Metallurgical Complex (AMMC)
Gold
Uzbekistan
CID001076
AMG Brasil
Tantalum
Brazil
CID000058
AngloGold Ashanti Corrego do Sitio Mineracao
Gold
Brazil
CID000920
Asahi Refining USA Inc.
Gold
United States of America
CID000090
Asaka Riken Co., Ltd.
Gold
Japan
CID002502
Asia Tungsten Products Vietnam Ltd.
Tungsten
Vietnam
CID002850
AU Traders and Refiners
Gold
South Africa
CID002773
Aurubis Beerse
Tin
Belgium
CID000185
CCR Refinery - Glencore Canada Corporation
Gold
Canada
CID000258
Chongyi Zhangyuan Tungsten Co., Ltd.
Tungsten
China
CID002504
D Block Metals, LLC
Tantalum
United States of America
CID002561
Emirates Gold DMCC
Gold
United Arab Emirates
CID000460
F&X Electro-Materials Ltd.
Tantalum
China
CID002515
Fidelity Printers and Refiners Ltd.
Gold
Zimbabwe
CID002315
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
Tungsten
China
CID000555
Gejiu Zili Mining And Metallurgy Co., Ltd.
Tin
China
CID002558
Global Advanced Metals Aizu
Tantalum
Japan
CID002557
Global Advanced Metals Boyertown
Tantalum
United States of America
CID000568
Global Tungsten & Powders LLC
Tungsten
United States of America
CID000291
Guangdong Rising Rare Metals-EO Materials Ltd.
Tantalum
China
CID002541
H.C. Starck Tungsten GmbH
Tungsten
Germany
CID000694
Heimerle + Meule GmbH
Gold
Germany
CID000773
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
Gold
China
CID002649
Hydrometallurg, JSC
Tungsten
Russian Federation
CID000814
Istanbul Gold Refinery
Gold
Turkey
CID002551
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
Tungsten
China
CID000855
Jiangxi Copper Co., Ltd.
Gold
China
CID002317
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
Tungsten
China
CID000914
JiuJiang JinXin Nonferrous Metals Co., Ltd.
Tantalum
China
CID000917
Jiujiang Tanbre Co., Ltd.
Tantalum
China
CID002506
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
Tantalum
China
CID003497
K.A. Rasmussen
Gold
Norway
CID002539
KEMET de Mexico
Tantalum
Mexico
CID000966
Kennametal Fallon
Tungsten
United States of America
CID002762
L'Orfebre S.A.
Gold
Andorra
CID003387
Luna Smelter, Ltd.
Tin
Rwanda
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Smelter ID
Smelter Name
Metal
Smelter Country
CID002468
Magnu's Minerais Metais e Ligas Ltda.
Tin
Brazil
CID002548
Materion Newton Inc.
Tantalum
United States of America
CID001149
Metalor Technologies (Hong Kong) Ltd.
Gold
China
CID001153
Metalor Technologies S.A.
Gold
Switzerland
CID004065
Mining Minerals Resources SARL
Tin
Congo, Democratic Republic of the
CID001188
Mitsubishi Materials Corporation
Gold
Japan
CID001192
Mitsui Mining and Smelting Co., Ltd.
Tantalum
Japan
CID001352
MKS PAMP SA
Gold
Switzerland
CID002509
MMTC-PAMP India Pvt., Ltd.
Gold
India
CID002573
Nghe Tinh Non-Ferrous Metals Joint Stock Company
Tin
Vietnam
CID001259
Nihon Material Co., Ltd.
Gold
Japan
CID001277
Ningxia Orient Tantalum Industry Co., Ltd.
Tantalum
China
CID001200
NPM Silmet AS
Tantalum
Estonia
CID001326
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
Gold
Russian Federation
CID001386
Prioksky Plant of Non-Ferrous Metals
Gold
Russian Federation
CID003324
QG Refining, LLC
Gold
United States of America
CID001512
Rand Refinery (Pty) Ltd.
Gold
South Africa
CID002706
Resind Industria e Comercio Ltda.
Tin
Brazil
CID002973
Safimet S.p.A
Gold
Italy
CID001555
Samduck Precious Metals
Gold
Korea, Republic of
CID001916
Shandong Gold Smelting Co., Ltd.
Gold
China
CID001769
Solikamsk Magnesium Works OAO
Tantalum
Russian Federation
CID003383
Sovereign Metals
Gold
India
CID003153
State Research Institute Center for Physical Sciences and Technology
Gold
Lithuania
CID002756
Super Ligas
Tin
Brazil
CID001869
Taki Chemical Co., Ltd.
Tantalum
Japan
CID002544
TANIOBIS Co., Ltd.
Tantalum
Thailand
CID002545
TANIOBIS GmbH
Tantalum
Germany
CID002549
TANIOBIS Japan Co., Ltd.
Tantalum
Japan
CID002542
TANIOBIS Smelting GmbH & Co. KG
Tungsten
Germany
CID002550
TANIOBIS Smelting GmbH & Co. KG
Tantalum
Germany
CID001891
Telex Metals
Tantalum
United States of America
CID001898
Thaisarco
Tin
Thailand
CID001969
Ulba Metallurgical Plant JSC
Tantalum
Kazakhstan
CID002003
Valcambi S.A.
Gold
Switzerland
CID002015
VQB Mineral and Trading Group JSC
Tin
Vietnam
CID002036
White Solder Metalurgia e Mineracao Ltda.
Tin
Brazil
CID002044
Wolfram Bergbau und Hutten AG
Tungsten
Austria
CID002320
Xiamen Tungsten (H.C.) Co., Ltd.
Tungsten
China
CID002082
Xiamen Tungsten Co., Ltd.
Tungsten
China
A-2


Smelter ID
Smelter Name
Metal
Smelter Country
CID000616
XIMEI RESOURCES (GUANGDONG) LIMITED
Tantalum
China
CID002129
Yokohama Metal Co., Ltd.
Gold
Japan
CID000197
Yunnan Copper Industry Co., Ltd.
Gold
China
* Certain supplier responses identified CID003185 - African Gold Refinery Limited (“AGR”) as a potential processing facility in Calix’s supply chain during calendar year 2025. AGR was designated as a Specially Designated National by the U.S. Department of Treasury’s Office of Foreign Assets Control on March 17, 2022, pursuant to Executive Order 13413, and is no longer listed on RMI’s RMAP Conformant list. While Calix is a downstream user of 3TG, Calix does not source directly from, and has identified no direct transactions or contractual relationships with, AGR. Due diligence inquiries have been conducted, but the presence of AGR-processed material in Calix’s products could not be definitively determined.


A-3